BiometricsThe Effects of Race, Age, Sex on Face Recognition Software

Published 20 December 2019

How accurately do face recognition software tools identify people of varied sex, age and racial background? According to a new study by the National Institute of Standards and Technology (NIST), the answer depends on the algorithm at the heart of the system, the application that uses it and the data it’s fed — but the majority of face recognition algorithms exhibit demographic differentials.

How accurately do face recognition software tools identify people of varied sex, age and racial background? According to a new study by the National Institute of Standards and Technology (NIST), the answer depends on the algorithm at the heart of the system, the application that uses it and the data it’s fed — but the majority of face recognition algorithms exhibit demographic differentials. A differential means that an algorithm’s ability to match two images of the same person varies from one demographic group to another.

Results captured in the report, Face Recognition Vendor Test (FRVT) Part 3: Demographic Effects (NISTIR 8280), are intended to inform policymakers and to help software developers better understand the performance of their algorithms. Face recognition technology has inspired public debate in part because of the need to understand the effect of demographics on face recognition algorithms.

“While it is usually incorrect to make statements across algorithms, we found empirical evidence for the existence of demographic differentials in the majority of the face recognition algorithms we studied,” said Patrick Grother, a NIST computer scientist and the report’s primary author. “While we do not explore what might cause these differentials, this data will be valuable to policymakers, developers and end users in thinking about the limitations and appropriate use of these algorithms.”

The study was conducted through NIST’s Face Recognition Vendor Test (FRVT) program, which evaluates face recognition algorithms submitted by industry and academic developers on their ability to perform different tasks. While NIST does not test the finalized commercial products that make use of these algorithms, the program has revealed rapid developments in the burgeoning field. 

NIST says that the NIST study evaluated 189 software algorithms from 99 developers — a majority of the industry. It focuses on how well each individual algorithm performs one of two different tasks that are among face recognition’s most common applications. The first task, confirming a photo matches a different photo of the same person in a database, is known as “one-to-one” matching and is commonly used for verification work, such as unlocking a smartphone or checking a passport. The second, determining whether the person in the photo has any match in a database, is known as “one-to-many” matching and can be used for identification of a person of interest.