Face recognitionFace Masks’ Effect on Face Recognition Software

Published 30 July 2020

Now that so many of us are covering our faces to help reduce the spread of COVID-19, how well do face recognition algorithms identify people wearing masks? The answer, according to a preliminary NIST study), is with great difficulty. Algorithms created before the pandemic generally perform less accurately with digitally masked faces.

Now that so many of us are covering our faces to help reduce the spread of COVID-19, how well do face recognition algorithms identify people wearing masks? The answer, according to a preliminary study by the National Institute of Standards and Technology (NIST), is with great difficulty. Even the best of the 89 commercial facial recognition algorithms tested had error rates between 5 percent and 50 percent in matching digitally applied face masks with photos of the same person without a mask.

The results were published today as a NIST Interagency Report (NISTIR 8311), the first in a planned series from NIST’s Face Recognition Vendor Test (FRVT) program on the performance of face recognition algorithms on faces partially covered by protective masks. 

“With the arrival of the pandemic, we need to understand how face recognition technology deals with masked faces,” said Mei Ngan, a NIST computer scientist and an author of the report. “We have begun by focusing on how an algorithm developed before the pandemic might be affected by subjects wearing face masks. Later this summer, we plan to test the accuracy of algorithms that were intentionally developed with masked faces in mind.”

The NIST team explored how well each of the algorithms was able to perform “one-to-one” matching, where a photo is compared with a different photo of the same person. The function is commonly used for verification such as unlocking a smartphone or checking a passport. The team tested the algorithms on a set of about 6 million photos used in previous FRVT studies. (The team did not test the algorithms’ ability to perform “one-to-many” matching, used to determine whether a person in a photo matches any in a database of known images).

The research team digitally applied mask shapes to the original photos and tested the algorithms’ performance. Because real-world masks differ, the team came up with nine mask variants, which included differences in shape, color and nose coverage. The digital masks were black or a light blue that is approximately the same color as a blue surgical mask. The shapes included round masks that cover the nose and mouth and a larger type as wide as the wearer’s face. These wider masks had high, medium and low variants that covered the nose to different degrees. The team then compared the results to the performance of the algorithms on unmasked faces.